Online trading is a new form of trading that has become possible due to the developments intelecommunication. Earlier, investors had to call up their brokers and place an order on the phone. The broker would then enter the order on their system and execute the trade. But now, with internet usage becoming widespread, investors can enter orders directly online. They just have to have an online trading account with a broker and they can execute their trades themselves. It is like the investor is himself sitting on a trading terminal.

SBI in association with SBICAP Securities (SSL) brings Share Trading at your doorstep with eZ-trade@sbi. This links your Bank Account, Demat Account and Trading Account to give you a unique seamless trading experience from the comfort of your home/office.

Product Features:

• Live Quotes, NSE Cash & Derivatives, BSE Cash
• Mark a lien on your funds in your bank account/shares in your demat account to trade online
• The funds/shares on which lien has been marked will be transferred from your bank/demat account only if the transactions placed are actually executed
• Automated payout of funds and securities
• Create multiple market watches for tracking your investments across sectors
• Comprehensive online reports including your trades, ledger account, account details
• Online Research reports
• Highly secure 128 bit encryption platform

Other Online Products:
IPOs & Mutual Funds: No hassle of filling up tedious application forms, just fill the quantity and price and submit

Just visit http://www.sbicapsec.com. Click "Register Here". Fill the form with your details. Or simply send a mail to helpdesk@sbicapsec.com giving your location and telephone number. Our executive will visit you and complete all the registration formalities. The following documents are required for registration. You can keep them ready to speed up the process.

• Proof of Identity: Copy of PAN Card (three Copies self attested)
• Proof of Address: Copy of any one of the following (self attested)
• Passport
• Ration Card
• Voter’s ID
• Driving License
• Electricity Bill (not more than two months old)
• Bank Pass Book
• Bank Proof: Copy of Bank Pass Book or Personalised Cheque Leaf (For applicants already having Bank Account with State Bank of India)
• Demat Account Proof: Demat Account Statement or Client Master (For applicants already having a Demat Account with State Bank of India)

Photograph: 3 (Three) Recent passport sized photographs.

After all the formalities have been completed, you will receive a Welcome Letter in which there will be an attachment containing all the account details like DP number, Bank account number and Client Code. Please ensure that all the details are correct. If there is any discrepancy then please contact us to correct it. You will receive a separate letter which contains your Login Password and Trading Password. This is for your safety.

• Use only Internet Explorer as the browser. No other browser will currently support the trading platform.
• Before login in, please complete the following process

Open Internet Explorer >>Tools >>Internet Options. In it, go to:
General: Please delete all Temporary Internet Files and Cookies also clear History.
Advanced: Find Java Sun and select "Use JRE 1.6.0_07"
Also find Security and

• Please select "Use SSL 2.0"
• Please select "Use SSL 3.0"
• Please deselect "Use TSL 1.0"
• If your Operating System is Windows XP then please disable the Antivirus when you login to the system
• Please remove the "Google" and "Yahoo" tool bars from Internet Explorer
• Please set the screen resolution to 1024*768 (32 Bits) (Desktop Properties)
• Please disable the Pop up Blocker from your system. For this in Internet Explorer go to Tools >> Internet Options and select "Turn off Pop-up Blocker"

After making the above mentioned system settings, open the website: http://www.sbicapsec.com. In the login screen please enter your account details which you have received in the Welcome Letter:

1. Client Code – Please enter the client code
2. Login Password – Please enter your login password
3. Trade Password – Please enter the trade password
4. Product – Select:

Internet Trading: For online trading (streaming model)
Mutual Fund: To buy or sell Mutual Funds
IPO: To make applications for IPOs
LITE: To use this model for Online Trading.
The LITE version is more stable because it consumes less bandwidth. Here, to view the fresh price of the share, it is necessary to enter the scrip name and refresh the screen. It is more suitable for investors who don’t trade much. The Internet Trading version uses more bandwidth because it refreshes automatically. It is more suitable for heavier traders who require real time updates of prices and have a good bandwidth.

1. Click on the "Login" button

You may have entered an incorrect Client code, Login Password or Trade Password. Please enter the correct Client code and Passwords. If you enter the wrong Client Code or Password three times then the account will get locked. This is done to prevent an unauthorized access to your account.
Note: The password is case sensitive. Check if "Caps Lock" key is on when you enter the password.

• Visit http://www.sbicapsec.com & click on the "Forgot Password"
• Enter the
• Client Code
• PAN Card Number
• 16 digit Demat Number
• Click on the "Submit" button.

You will get a new password by email on the email address registered with us.

The ID gets locked when the client code or password has been entered incorrectly three times. To unlock the ID:

• Visit http://www.sbicapsec.com
• Click on "Unlock Password"
• Enter the:
• Client code
• Pan Card number
• 16 Digit DP ID

The ID will be activated with existing password & the account will be unlocked and the password will be reset to the one last set by you. If you cannot remember that password, please follow the procedure for "Forgot Password".

Forgot Password is to be used when you want to login but you can’t remember the password. In this case please click on "Forgot Password". Here your password is not locked. But if you enter the password incorrectly three times or if some unauthorized person tries to access your account and in doing so enters the password incorrectly three times then the password gets locked. Any further attempts to access the account will not be allowed by the system. This is done so as to protect your account and holdings in it. If you find that your account has got locked then click on "Unlock Password".

Sometimes the email service provider may direct the email to the Junk folder. So, if you don’t receive the password in the Inbox, please check the Junk mail folder also. Please check for mails coming from"alert@sbicapsec.com".

1. After logging in, you will see a tab of "Change Password". Click on it
2. Please enter
• The old password
• The new password
• Confirm the new password
3. Click on "Change Password"

You can change your login password, trade password or both passwords. Please note that passwords have to be alpha numeric (i.e. a combination of letters and numbers) and that the minimum length of the password has to be 8 characters.

This error comes when there is a break in connectivity of your internet. Reconnect to your Internet connection and then login to Online Trading.

When you login a "session" is created. The system senses if there is activity happening during the session. If there is no activity for five continuous minutes, the session expires. This is for your own safety. If this happens, please logout, close the window, reopen http://www.sbicapsec.com and login again.

Market Watch is the screen on which you can track your selected stocks. Here you can add stocks and F&O contracts and select the details (open, high, low, close, last traded price, total traded quantity, percentage and absolute change, trend etc.) that you want to see. And all this will be live i.e. at current market prices during the market hours.

1. After you login, click on the "New" tab
2. Select the exchange (NSE or BSE) in the "Exchange" tab
3. Type the name of the new market watch. Click "OK"

The new market watch will be created. To view the new market watch click on the drop down button and select the market watch you have created.

1. Right click on the market watch inside the grid i.e. on any of the scrip
2. Select the option "Insert Security / Contract", which will lead you to a small window
3. Select the exchange (NSE or BSE) from which you want to enter the security in the dropdown window (This is because the scrip codes are different for NSE and BSE)
4. In the select Ticker screen, in "Ticker", enter the name of the scrip which needs to be added
5. Select "Cash" in the options of Cash/ Future/ Option
6. Choose "Scrip Name" in the drop down menu showing "Ticker"
7. Click on "Find code"
8. You will get a list of securities of that name. Select the one you want to add from that list and click on "OK". For example if you enter "Reliance", you will get the list of Reliance Industries, Reliance Capital and Reliance Industrial Infrastructure. To get a wider list type only a few letters of the name e.g. enter only "Rel". You will get a wider list of securities.
9. After this to save the changes, right click on the market watch and click on "Save Settings"

Note: If you are adding the scrip on NSE then the Scrip Suffix is EQ. On BSE it is just the scrip name (e.g. for the scrip DLF it will be DLFEQ on NSE and DLF on BSE).

1. Click on the Market Watch and select "Insert Security/Contract"
2. Type the symbol or name of the contract to be added
3. Select "Futures" or "Options" as required in the options of Cash/ Future/ Option
4. Choose "Scrip Name" in the drop down menu showing "Ticker"
5. Choose the contract with relevant parameters like expiry and price, whether it is a call/put option
6. Select the Contract and Click on "Add". The contract will get added to the market watch.
7. After this to save the changes, right click on the market watch and click on "Save Settings"
8. To add "Nifty Future" contract, select "Indices" instead of "Scrip Name"

1. Right click on the scrip name of the scrip you want to delete
2. Select the "Delete Security / Contracts" option
3. After this to save the changes, right click on the market watch and click on "Save Settings"

Scrip name can be arranged in a particular order (ascending or descending) by:

• Right click on "Symbol" column
• Select "Sort (ascending)" or "Sort (descending)" as wanted

Otherwise to arrange the scrips in a specific order

• Click on the scrip name
• Drag it to desired position

After this to save the changes, right click on the market watch and click on "Save Settings"

1. Right click on the Market Watch
2. Click on "Save as Default"

If the current Market Watch is already the default one then you won’t see this option.

Once you login to your account, you will automatically view the default market watch. You can open a market watch by:

1. Click on the down arrow beside the market watch name to open a drop down menu
2. Select the market watch you want to ope

1. Open the Market Watch to be deleted
2. Click on the "Delete" tab
3. In the confirmation window click "Yes"

You will be able to trade on the two national exchanges in India Mumbai Stock Exchange and National Stock Exchange of India.

While placing an order you need to give the following details:

• Order type (Buy/Sell)
• Scrip
• Quantity
• Exchange on which trade is to be executed
• Price at which trade is to be executed. According to price an order can be classified into Limit Order and Market Order. A limit order will be executed only at a price specified by you. A market order is executed at the best price that is available in the market at that time.

The broad procedure for trading is as follows:
In online trading, your bank account, demat account and trading account are linked. If you want to buy some shares, you will have to mark funds for trading by marking a lien/transfer on funds from your bank account. After this you can purchase shares to the extent of the funds marked for trading. Similarly for selling shares, the shares in your demat account have to be marked for trading using DP lien/transfer button. After this the shares can be sold.

1. Marking Lien on Funds for State Bank of India or State Bank of Travancore bank account holders:

1. Click on the button "Fund Lien"
2. Select the "Bank Name", Lien type as "Mark" and "Amount" and click on "Submit"
3. In the Confirmation window, click on "Submit"

This will open the window to login to your internet banking account. Here,

1. Your bank account’s "User Name" will be pre-populated. Enter the  "Password" and click on the "Submit"
2. You will get a confirmation window. Here click on the "Confirm" button.
3. Please check your final status of the lien marking process. This is the bank confirmation page; please click on the "Close". The lien has been marked.

You can check the update of the lien marking in the "Exposure" option

Note: Please do not close the window before clicking on "Close"

1. Transferring Funds from Other Associate bank accounts:

1. Click on the button "Fund Transfer"
2. Select the "Bank Name" from the drop down menu.
3. Enter the amount to be transferred and click on "Submit"
4. You will see a confirmation window. Click on "Submit"
5. This opens the Internet Banking page. Enter your Internet Banking "User Name" and "Password"
6. Check the details and click on "Confirm"
7. Click on "Confirm" to end the process

Note: Please do not close the window before clicking on "Confirm".

Unmarking lien/withdrawal of funds means to place a request to unmark/release the unused marked/transferred funds to the savings account.

1. Unmarking Lien on Funds for State Bank of India or State Bank of Travancore bank account holders:

Any credit balance other than the lien funds will be directly transferred to the savings account on T+2 day. The unused lien marked funds will be unmarked and transferred to the savings account real time when you give a request for the same. For this:

1. Go to "Fund Lien"
2. Select "Unmark"
3. Enter the amount to be unmarked and click on "Submit"

This will open the window to login to your internet banking account. Here,

1. Your bank account’s User Name will be pre-populated as. Just enter the "Password" and click on the "Submit"
2. You will get a confirmation window. Here click on the "Confirm" button.
3. Now you will see the Fund Lien History page. Here again click on the "Confirm" to finish the unmarking
4. Please check your final status of the unmarking process. This is the bank confirmation page; please click on the "Close". The unmarking has been done.

Note: Please do not close the window before clicking on "Close"

1. Withdrawing Funds for Other Associate bank account holders:

The funds can be withdrawn only by request. Withdrawal of unused transferred funds will take place at the end of day. For withdrawing any sale proceeds the request has to be made on T+2 and the same will be transferred at the end of the day to your bank account. For this:

1. Click on the button "Fund Withdrawal"
2. Select the "Bank name". You will see the Withdrawable funds. Enter the "Withdrawal Amount". The minimum withdrawable funds are Rs. 500.
3. Click on "Submit".

The window will show that "The request has been accepted". Also the withdrawable amount will be updated at the same time.

Note: Please do not close the window before you see "The request has been accepted".

Shares in the demat account first have to be allocated for selling. The process varies according to the DP with whom you have your DP Accounts

1. For State Bank of India DP

1. Click on "DP Lien"
2. Select the DP for stock allocation. Click on "Go".
3. Click on "Go"
4. Select the demat account from the drop down menu. Click on "Submit" to access the demat account.
5. This opens the Bank Confirmation window. Insert your Internet Banking "User Name" & "Password" and click on the "Submit". Your holdings are now displayed
6. Tick on the check box in front of the stock to be allocated and enter the quantity you wish to allocate for selling in "Number of Shares". Then click on the "Submit" button.
7. This opens the Bank Confirmation page, please click on the "Confirm" to proceed. Wait for the next page to appear.
8. Check the details of the allocation and click on the "Close" to complete the transaction.

If a scrip belongs to T, S or TS Group you will not be able to place the trades from your end. For all scrips belonging to T, S & TS Groups, trades can be executed by calling us on the toll free number:
1 800 223345
After this follow the procedure for placing a sell order.
Alternately you can send an email (from the email address registered with us) to helpdesk@sbicapsec.com with BUY/SELL in the subject line.

(b) For SBICAP Securities Ltd. DP

1. Click on "DP Report"
2. Select "DP ID" from the drop down menu and click on "Go"
3. Click on "Go"
4. Click on "Allocate" in front of the share which you want to allocate for trading
5. Enter the "Quantity to block" and click on "Submit"
6. The window will show "Stock updated successfully" and will close on its own

If a scrip belongs to T, S or TS Group you will not be able to place the trades from your end. For all scrips belonging to T, S & TS Groups, trades can be executed by calling us on the toll free number:
1 800 223345
After this follow the procedure for placing a sell order.
Alternately you can send an email (from the email address registered with us) to helpdesk@sbicapsec.com with BUY/SELL in the subject line.

(c) For State Bank of Indore or State Bank of Bikaner & Jaipur DP

1. Click on "DP Report"
2. Select the DP name for Stock allocation. Click on "Go"
3. A Demat Allocation page is displayed. Click on "Click here to block the quantity"
4. The DP page will be opened. Please enter your DP "User Name" and "Password". Click on "Login"
5. Enter the quantity you wish to allocate for selling in the box "Block Qty." in front of the stock you want to sell. Then click on the "Save" button
6. A window will emerge "Record Saved Successfully". Click on "OK"
7. Click on "Log out"

If a scrip belongs to T, S or TS Group you will not be able to place the trades from your end. For all scrips belonging to T, S & TS Groups, trades can be executed by calling us on the toll free number:
1 800 223345
After this follow the procedure for placing a sell order.
Alternately you can send an email (from the email address registered with us) to helpdesk@sbicapsec.com with BUY/SELL in the subject line.

(a) For State Bank of India DP:

Shares are released real time when you place a request for the same. For this:

1. Click on "DP Lien"
2. Select the DP for stock allocation and click on "Go"
3. Select the demat account from the drop down menu. Click on "Submit" to access the demat account
4. Click on "Release"
5. This opens the "Release Scrip" window. Insert the quantity to be released and click on the "Submit"

The shares have been released

(b) For SBICAP Securities Ltd. DP:

Shares can be released real time by placing a request. Otherwise at the end of the day all lien will be removed and the shares will be released automatically by the system. To release shares real time:

1. Click on "DP Report"
2. Select the "DP" and click on "Go"
3. This shows the list of allocated shares. Click on "Release" in front of the stock which you want to release
4. Enter the quantity to release in "Quantity" and click on "Submit"
5. This will show the "Demat Allocation" page with the updated release of shares

The shares have been released

(c) For State Bank of Indore and State Bank of Bikaner & Jaipur DPs:

Shares cannot be released real time. They will be released at the end of the day by the system automatically.

Before placing a buy order you have to mark lien/transfer the shares. For this see the process on marking lien/transferring shares.

• Select the desired scrip and press "F1" or "+" or right click on the scrip and select "BUY" tab in the Menu.
• Select the Exchange through which you wish to transact in the "Exch" tab i.e.: NSE or BSE. If the scrip has been added from an exchange by default the trade will take place on that exchange only. To trade on the other exchange select it in the "Exch" tab.
• Enter the quantity you wish to purchase and the price you wish to purchase it at. By default the price in the cell will be the current selling price.
• Select the "Order type" as "Del" to take delivery of shares and "Intraday" for intraday orders.
• Click on the "Submit Order" and then "Yes, place the order" for confirmation.

• Select the desired scrip and press "F2" or "-" or right click on the scrip and select "Sell" tab in the Menu.
• Select the Exchange through which you wish to transact i.e.: NSE or BSE. If the scrip has been added from an exchange by default the trade will take place on that exchange only. To trade on the other exchange select it in the "Exch" tab.
• Enter the quantity you wish to sell and the price you wish to sell it at. By default the price in the cell will be the current buying price.
• Select the "Order type" as "Del" to give delivery of shares and "Intraday" for intraday orders.

For Delivery orders there are 3 accounts from which stock can be sold

• BEN: Here stock held in beneficiary holding can be sold
• DPF: Here the stock allocated for trading by DP Lien can be sold
• DPH: Here stock in DP Holding can be used to get margin against shares. This facility is not yet available in our account but will be started shortly
• Click on the "Submit Order" and then "Yes, place the order" for confirmation.

Settlement of a trade takes place on the T+2 (transaction + 2) day. So if shares have been bought in delivery on Monday, they are delivered to your account after 2 days i.e. on Wednesday. If on T+2 day also shares have not been credited to your account it is because of shortage of shares in the payout by the exchange to us. In case of shortage in payouts, the procedure is that the exchange buys the shares in auction or in case the shares are not available in auction too, gives a credit to us at the close out rate. Auction takes place on T+5 day. Under the circumstances, on T+5 day, you will either receive the shares or a credit at the close out price.

Acceptance of an order and its Execution are two different things. When an order gets accepted it means that the system has taken it and passed it on to the exchange. After that the execution of the order is dependent on whether there is counterparty available for the trade or not. Suppose you have put a buy order at a certain price. If there is no seller at that price then the trade won’t get executed.

Even if you have funds in the bank account they need to be marked for trading. For this you have to mark lien/transfer on the funds for trading. By marking lien/transfer you place an order to transfer the funds from the savings account to the trading account. Only after this will you be able to purchase shares.

You can see your exposure in the “Exposure” option. You will get an Intraday Limit in the multiple of 5. So you can put an intraday order up to 5 times the lien amount, which you need to square off before the closing of the day or the system would square the trade at 3.00 p.m. OR
You can buy in Delivery to the extent of funds you have marked lien/transferred.

• Futures:

• Options:

You can sell the shares the next day after your purchase. It will be available for sale in the “Obligation” option. But this is purely on your own risk. This is because if there is shortage of shares on the purchase transaction and there is short delivery by the exchange, then you will not be able to meet the obligation for sale. Due to this there will be auction which will be on your account.

OR
You can sell the stock on the third day of your trade after marking the lien on the stock in your DP account through the DP lien option.

A stop-loss order is placed to cut losses on a trade if the market moves in the opposite direction to the one you had anticipated. You can place a stop loss order by selecting “Stop Loss” in the cell of “Order Type” in an order form.
When a stop-loss order is to be placed two prices have to be specified:

1. Actual Price: This is the price at which the loss is to be restrained.
2. Trigger price: This price is to be specified for the purpose of activating the stop-loss order.

When the LTP (last traded price) reaches the trigger price the stop-loss order is activated at the exchange and gets executed at the Actual price or anywhere between the Actual price and Trigger price. So for long positions, Actual price is less than the Trigger price and for short positions, Actual price is more than the Trigger price. Also for long positions the Trigger price will be below the price at which shares have been originally purchased. For short positions the Trigger price will be above the price at which the shares have been originally shorted.

You can convert the orders in “Trade Log”. To convert an order in Trade Log,

1. Click on the button “Trade Log”
2. Click on the order to be converted

A window will open in the lower portion of the screen.

1. Select “Convert to Delivery” or “Convert to Intraday” as required

Activity log will display the complete list of trading activity carried out by you on a given day. Activity log shows all the details of orders placed, trades, as well as orders rejected. The reasons for any order being rejected are also shown.
The report can be sorted on the basis of the exchange, scrip, trading a/c, order status etc.

Square off: When you buy/sell shares by selecting the intraday option you will have to reverse the transaction (this is referred to as square off) before 3.00 pm. If you do not square off the open position by 3.00 pm, we will square off the position at our end.

M2M (Mark to Market Profit or Loss): The value of the portfolio is shown according to the market price of the portfolio on that day. So if the market price goes up then the mark to market is positive and vice versa. This is the notional profit/loss as long as you hold the position and is referred to as M2M.

BPL (Booked Profit and Loss): This means the profit/loss that has been realized.

Click on the tab “Pending Orders” or press “F3”. You can view orders either in NSE/BSE or both, equity / derivatives, exchange, buy/sell, intra day / delivery.

1. Click on the tab “Pending Orders”
2. Select the order to be canceled
3. Tick on the “Cancel” option.

To cancel all outstanding orders select “Cancel All”.

1. Click on the tab “Pending Orders”
2. Select the order to be modified
3. Tick on the “Modify” option.
4. After modification, press “Modify” for confirmation.

Yes. AMO (After Market-hours Order) orders (orders for next day in advance) can be place from 8 p.m. To 8 a.m. the next day. You can place the AMO order by ticking on the AMO option in the order form. AMO orders can only be placed as limit orders i.e. by mentioning the price. The orders will be pushed into the market at market opening next trading day provided there is lien on funds/stock or sufficient funds are available

Trade Book shows the executed orders. Buy trades are shown in blue background and sell trades are shown in red background. Trade book report shows M2M, booked P/L of the trades done during the day. Intraday trades can be converted to delivery trade and vice versa. To convert the trades, click on the exchange trade number, a trade modification window will pop up at the bottom of the screen, in which you can change the trade product type.

You can get a complete view of the net/open positions in the Trade Book. To square off any open position,

1. Click on the position to be squared off
2. A square off form will open.
3. If the position is a long position a “Sell Square Off Order Form” will open. While if the position is a short one, a “Buy Square Off Order Form” will open.
4. After entering all the details of the square off trade, click the “Square Off” button.

Open position can be squared off at market or with at specified price.

• Exercise: This allows you to exercise the options
• Exercise Book: This screen will show the details of the exercised open position
• Obligation: Clicking on this option gives the details of those scrips purchased on the previous trading day but which are not yet credited to your DP.
• Span Details: Clicking on this will show you the margin required for your F&O open positions.
• Initial Margin: Clicking on this will show the initial margins required for transactions in any given contract in the F&O segment
• Future Calculator / Option Calculator: This helps you calculate the value of Derivatives based on various parameters

You can see the details of the trades done for a particular period. The summary report will show the buy/sell price, quantity and the net profit / loss. The detail report will show the details of the trades. The log report shows the stock purchased at different prices. To get the details of the portfolio,

1. Click on the “Client Report”
2. Click on the tab “Trade History”
3. Choose the

• Exchange
• Starting date
• Ending date

4. Click on “Submit” to get the details

To get the details of the portfolio,

• Click on the “Client Report”
• Click on the tab “Trade History”
• Choose the
• Exchange
• Starting date
• Ending date
• Select the “Portfolio” option and click on “Submit” to get the details.

For your convenience we provide 24/7 online access to your account statement.

1. Click on the “Client Report”
2. Click on “Ledger Balance”

The report gives the entire ledger details.

1. Click on “Client Report”
2. From the options select “Ledger Balance”

1. Click on “Client Report”
2. Click on “Digital Contract”

Click on the button “Research”. Here you can see Fundamental Reports, Daily Reports etc.

On the SBICAP Securities Mutual Fund Platform you can:

• Purchase Mutual Funds
• Purchase additional units of Mutual Funds you have invested in
• Redeem your investments from Mutual Funds
• Create Systematic Investment Plans
• Create Systematic Withdrawal Plans
• Switch invested money between different funds

To purchase into Mutual Funds you need to specify two things:

• Name of the Fund you wish to transact in
• Quantity (number of units) OR Amount (in Rupees) to be transacted

If the amount to be transacted is more than Rs. 50,000, then the KYC (Know Your Customer) form has to be filled and submitted to us with the following documents:

• Proof of Identity
• Proof of Address
• PAN Card
• Photograph

The originals of these documents along with a copy each to be presented and the original will be returned after verification. Alternatively, investors can also provide an attested true copy of the relevant documents. Attestation could be done by Notary Public/ Gazetted Officer/ Manager of a Scheduled Commercial Bank.

Instead of providing the required documents again and again to different mutual funds in which one would like to invest, CDSL Ventures Ltd. (CVL), a wholly owned subsidiary of Central Depository Services (India) Ltd. (CDSL), on behalf of all mutual funds will carry out the process of KYC and issue an acknowledgement.

To purchase into a Mutual Fund:

1. Click on “Place Order”
2. Click on “Purchase” in front of the Fund House Name in which you want to invest.
3. You will see a list of all the Funds of that Fund House. Click on “Go” in front of the Fund where you want to invest.
4. You will see a screen with all the details of that fund like NAV, Unit Face Value, and Minimum amount to be invested. Enter the “Amount to be invested” and the option from Growth, Dividend or Dividend Reinvested.
5. Click on “Proceed For Confirmation”.
6. A screen will emerge with all the details of that transaction. If they are correct, click on “Final Confirmation”. If not then click on “Modify” to change the details or “Cancel” to cancel the transaction.
7. You will get a screen containing the terms and conditions for Mutual Funds. Click on “Accept” to accept the terms and conditions.
8. You will get a message “Transaction Successful with Transaction Code ******”. Now your purchase transaction is complete.

You can purchase additional units in a fund in which you have already invested in by:

1. Click on “Place Order”
2. Click on “Additional Purchase” in front of the Fund House Name in which you want to transact.
3. You will see the funds in your portfolio. Click on “Go” in front of the Fund where you want to invest further.
4. You will see a screen with all the details of that fund like NAV, Unit Face Value, and Minimum amount to be invested. Enter the “Amount to be invested”.
5. Click on “Proceed For Confirmation”.
6. A screen will emerge with all the details of that transaction. If they are correct, click on “Final Confirmation”. If not then click on “Modify” to change the details or “Cancel” to cancel the transaction.
7. You will get a screen containing the terms and conditions for Mutual Funds. Click on “Accept” to accept the terms and conditions.

You can redeem units from funds in which you have already invested in by:

1. Click on “Place Order”
2. Click on “Redeem” in front of the fund house from whose fund you want to redeem units
3. You will see the list of all funds in of that fund house in which you have invested in
4. Click on “Redeem” in front of the fund name from which you want to redeem units.
5. You will see a redemption form with the fund name, NAV, number of units held, etc.
6. You have option to redeem all the units or partially redeem units. You can also redeem a specified number of units or a specific amount of money from the holdings.
7. To redeem specific number of units enter the number in the field “Number of units” and to redeem a specific amount enter the amount in the field “Amount” and click on “Proceed for Confirmation”
8. A screen will emerge with all the details of that transaction. If they are correct, click on “Final Confirmation”. If not then click on “Modify” to change the details or “Cancel” to cancel the transaction.
9. You will get a screen containing the terms and conditions for Mutual Funds. Click on “Accept” to accept the terms and conditions
10. You will get a message “Transaction Successful with Transaction Code ******”. Now your redemption transaction is complete

You can start fresh SIPs by:

1. Click on “Place Order” in front of the Fund House in which you want to start an SIP
2. Click on “SIP-SWP” in front of the fund house from whose fund you want to redeem units
3. Next click on “Create a Systematic Plan”
4. You will see a list of available funds. Click on “Go” in front of the fund you want to start an SIP in.
5. You will see a SIP Order Form. Here select the: Option, Frequency, Starting Date, SIP Period, SIP Period and enter the amount to invest.
6. Then click on “Proceed for Confirmation”
7. A screen will emerge with all the details of that transaction. If they are correct, click on “Final Confirmation”. If not then click on “Modify” to change the details or “Cancel” to cancel the transaction.
8. You will get a screen containing the terms and conditions for Mutual Funds. Click on “Accept” to accept the terms and conditions
9. You will get a message “Transaction Successful with Transaction Code ******”

You can switch your holdings from one fund to any other fund of the same fund house by:

1. Click on “Place Order”
2. Click on “Switch” in front of the fund house from which you want to switch holdings
3. You will see a list of funds of that fund house in which you have investments
4. Click on the fund name from which you want to switch funds
5. You will then see a list of all the funds of that fund house
6. Click on the fund name in which you want to switch funds
7. You will see a Switch Holdings Form. Enter the amount of funds to be switched and click on “Proceed for Confirmation”
8. A screen will emerge with all the details of that transaction. If they are correct, click on “Final Confirmation”. If not then click on “Modify” to change the details or “Cancel” to cancel the transaction
9. You will get a screen containing the terms and conditions for Mutual Funds. Click on “Accept” to accept the terms and conditions

Now your funds have been switched.

To see your mutual fund portfolio:

1. Click on “Holding Statement”. Here you will see all the details of your Mutual Fund portfolio like NAV, Current Value, Profit/Loss, etc. You can also see more details by clicking on “Details” in front of the fund whose details you want to see.

The IPO Platform is specially designed to make it easy to subscribe to IPOs of different companies. On the SBICAP Securities IPO Platform you can:

1. See which all IPOs are open
2. See which orders you have already placed for IPOs
3. Check the allotment details for IPOs you have subscribed to
4. See the Transaction Details of your account
5. Check the opening and cut-off times of different IPOs
6. View the information you have provided for your account
7. Check your exposure details

To subscribe to an IPO you need to specify two things:

1. Quantity of shares you wish to subscribe to
2. Price at which you want to subscribe at

To subscribe to an IPO:

1. Click on “Open IPOs”
2. Click on “IPO Name” of the company whose IPO you want to subscribe to
3. You will see an IPO subscription form. Select the category you wish to subscribe into as Retail or Institutional.
4. Enter the Quantity you wish to subscribe to and the Price you wish to bid at. You can make a total of 3 bids
5. You can also select the option to bid at the cut off price if you do not wish to enter a specified price.
6. Click on “Submit”.
7. A “Confirm Order” screen will emerge with all the details of that transaction. If they are correct, check the box saying “Agree” in front of the Terms and Conditions.
8. Click on “Confirm”. If you wish to change details of the bid, then click on “Modify” to change the details Click on “Cancel” to cancel the bid.
9. Once you click on “Confirm”, you will get a confirmation screen with the Issue details, Bid details, Order status, Applicant details, and Transaction details like IPO Application Number and Exchange Reference Number

Now your application has been entered.

You can see the Prospectus only of companies whose IPO is open. To see the Prospectus:

1. Click on “Open IPOs”. You will see all the IPOs that are open for subscription at that time
2. Click on “Download” in front of the Company name whose Prospectus you wish to see. This will open a PDF file of the Prospectus.

Though you cannot see the Prospectus of companies whose IPOs are not open, you can see some details that the company has made public about the issue like Issue Open Date, Issue Floor and Ceiling Price, Market Lot, Minimum Subscribe Quantity, Maximum Subscribe Amount for a retail Investor, the Lead Managers and registrars for the issue.

You can see the details of your allotment by clicking on “Allotment Details”
Here:

1. Select the IPO from a drop down list below “IPO Name”. To see details of all IPOs select “All”
2. Select the period for which you wish to see the details
3. Click on “Go”

You can also see the details in Excel format by clicking on “View Excel”

You can see the previous IPO transaction details by:

1. Click on “IPO Transaction Log”
2. You will see all the details of previous transactions like Transaction Date, Client Code, IPO Name, Bid Quantity, Bid Price, Accepted Quantity, Accepted Price, Confirmation Number, etc.
3. You can reduce the list by specifying details you wish to specify like IPO Name, Status, Category, Period, etc.

Along with the Cut off date, the cut off time is also important to be noted. You can see the cut-off times of the open IPOs by:

1. Click on “Cut Off Time”
2. Select the IPO Name of the IPO whose cut off date you wish to see from a drop down list below “IPO Name”

You will see the opening and cut off times of that IPO.

You can see your exposure details by:

1. Click on “Exposure”

You will see a Client Margin Report with all the details like Cash Deposited, Cash used, Cash withdrawn, Gross Allocated Exposure, Net Allocated Exposure, etc.